Ranahan Recruiting
Financial Advisor - 1099 Independent Contractor * Fully Remote *
Job Overview
Our client, a boutique broker/dealer and RIA firm is offering financial advisors with modest production, the opportunity to make a good living as a 1099 independent contractor. Ten years of proven experience with a minimum of 10M in assets required and at least $100,000 in annual gross production.
Are you an experienced financial advisor feeling the strain of working for an overly demanding broker/dealer? Ready for a change with less production pressure? Are your payouts unfairly low? Are you paying high monthly fees?
Our client offers top-tier products and services tailored for today’s investment advisor representatives and traditional brokers. With a dedicated team to process and service your clients, this firm features low production requirements, low fees, and competitive payouts. As an employee-owned firm with over 34 years of history and a nationwide network of financial advisors, you’ll have daily cell phone access to senior management and strategic partners to help grow and manage your business. Our highly experienced operations staff and a single sign-on platform for all client services provide the support you need for your business. Enjoy low minimum production requirements, no employee contract, no hidden fees, and a fully paid annual conference among other perks.
Benefits
Low monthly fees
Direct access to senior management
Support from experienced operations staff
Single sign-on platform for client services – Top tier clearing and custody firm
Fully paid annual conference
Low production requirements
Work from Home
High payouts up to 90% of gross commissions / advisory fees
Requirements
- Ten years of proven experience and 10M in assets required.
- Series 7 license required to sell all types of securities suitable for retail investors.
- Series 65 license is a plus, allowing you to operate as a registered investment advisor representative.
- A satisfactory disciplinary and employment history.
- A current book of business.
Responsibilities
- Buy and sell stocks, bonds, and mutual funds, CDs etc. providing financial services to businesses and individuals.
- Determine clients’ investor profiles, risk propensities, and financial objectives.
- Create personalized investment strategies.
- Leverage the latest technology to achieve business growth goals.
- Maintain knowledge of new products and services.
- Position is Full-Time; outside business activities are allowed and must be firm approved.